2017 Investment Banks
TAXABLE SECURITIES Ranking
2017 Rank 2016 Rank Company Location Chief Executive 16 Staff 16 Lead Issues Total Value (in millions) 16 Lead No. of Issues 16 Co-Lead Issues (in millions) 16 Co-Lead No. of Issues 16 Total Issues (in millions) 16 Total No. of Issues
1 2 Loop Capital Markets L.L.C. Chicago, IL James Reynolds Jr. 194 6,004.640 90 13,258.86 96 311,223.500 476
2 1 CastleOak Securities L.P. New York, NY David R. Jones 50 5,521.80 58 206,149.0 223 211,671.0 281
3 3 The Williams Capital Group L.P. New York, NY Christopher J. Williams 76 2,971.80 7 366,918.80 394 369,890.17 401
4 4 Siebert Cisneros Shank & Co. L.L.C. * New York, NY Suzanne Shank 80 0 0 101,997.00 37 124,322.0 45
5 5 Rice Financial Products Co. New York, NY J. Donald Rice Jr. 22 0 0 0 0 12,750.43 1,422
                   
 
 
 
TAX-EXEMPT SECURITIES Ranking
2017 Rank 2016 Rank Company Location Chief Executive 16 Staff 16 Lead Issues Total Value (in millions) 16 Lead No. of Issues 16 Co-Lead Issues (in millions) 16 Co-Lead No. of Issues 16 Total Issues (in millions) 16 Total No. of Issues
1 1 Siebert Cisneros Shank & Co. L.L.C. * New York, NY Suzanne Shank 80 5,219.70 31 64,303.40 231 69,523.10 262
2 2 Loop Capital Markets L.L.C. Chicago, IL James Reynolds Jr. 194 4,173.000 27 72,232.840 880 76,404.84 907
3 5 The Williams Capital Group L.P. New York, NY Christopher J. Williams 76 801.44 4 36,451.84 187 37,253.80 191
4 4 Powell Capital Markets Inc. Roseland, NJ Arthur F. Powell 5 40.180 3 307.685 3 347.86 6
5 3 Rice Financial Products Co. New York, NY J. Donald Rice Jr. 22 27.290 1 664.265 4 33,061.190 154
                     
 

As of Dec. 31, 2016. Prepared by B.E. Research.

*Formerly Siebert Brandford Shank & Co. L.L.C.